Appendix A Qualitative Theory of Solitons

We have shown how the linear perspective provides an exact description of nonlinear guided waves. It can also be used in a qualitative fashion. A nonlinear medium is characterized by how its refractive index, n, changes with light intensity, I. Ideally, we would like to ÔreadÕ the existence, stability and salient characteristics of solitons directly from this graph of . This enables us to link soliton characteristics with particular features of the material nonlinearity, .

Consider bright solitons, of both one and two-transverse dimensions, whose field has no nodes and whose intensity falls off monotonically from a maximum value of to zero at infinity. See the insert of Fig. A.1 (upper). What classes of these solitons propagate in a nonlinear medium whose portrait has the hypothetical form shown in Fig. A.1 (upper)? Because we are interested in the change of refractive index, , associated with the maximum soliton intensity, , we label in Fig. A.1 (upper). It is immaterial to us whether or not this graph has an analytical representation. To underscore the simplicity of the qualitative approach, we first show how it can be implemented by accepting only two rules. Subsequently, we derive these rules using high school physics.

Solitons of Circular Symmetry: To find the solitons of circular symmetry we follow two rules:

Rule 1: The qualitative approach tells us (below) that such solitons exist, at a particular soliton power, P, if the straight line intersects the curve of the material nonlinearity. Although the constant of proportionality has dimensions, it is of no concern to the qualitative approach. The maximum soliton intensity is given by the value of at the intersection. Soliton power is defined as the integral of I over the infinite soliton cross section. The entire family of bound solitons is given by the intersections that arise by considering all values of P from zero to infinity.

Rule 2: The qualitative approach also tells us (below) that solitons are stable if . Equivalently, stability demands that the maximum intensity, , of the soliton increase as the soliton power, P, is increased.

Kerr nonlinear medium: For the sake of comparison, we apply the qualitative approach to find the familiar solitons of the Kerr (cubic) nonlinearity. Because the straight line drawn on Fig. A.1 (upper) coincides with this nonlinearity, there is a continuum of solitons all with the same power , but with an arbitrary value of maximum intensity within the interval . The greater , the more localized is the soliton. Because does not increase with increasing power, all solitons of circular symmetry are unstable in a Kerr medium. Even though these findings are already directly from the graph, , of the material nonlinearity, it is nonetheless convenient to summarize them on a graph which displays the maximum soliton intensity, , vs the soliton power, P. This is the vertical curve at in of Fig. A.1 (lower left). We call this graph the qualitative soliton sketch. It reveals the important physical properties of solitons at a glance.

Hypothetical nonlinear medium: Next, consider the bright solitons of circular symmetry that propagate in a hypothetical medium whose material nonlinearity is given by the solid curve in Fig. A.1 (upper). Following rule 1, we examine the intersections of straight lines with the material nonlinearity curve . Representative intersections are shown, as broken curves on Fig. A.1 (upper) for increasing values of power; , , and . Here the straight lines are tangent to the curve. By considering intersections of the straight lines for all values of power, it is easy to sketch the solid curve shown Fig. A.1 (lower left). This soliton sketch conveys the salient physical properties of solitons for the hypothetical nonlinearity. Following rule 2, only those solitons associated with a positive slope, , are stable.

For each value of soliton power, P, within the interval to and for , the soliton sketch Fig. A.1 (lower left) shows that three solitons exist, each with the same power. The greater the value of maximum intensity, , the more localized the soliton. However, only those solitons associated with a positive slope are stable. Such multistable solitons exist whenever a straight line intersects the material nonlinearity at more than one position in Fig. A.1 (upper). For soliton powers between and , only one soliton can propagate and it is stable.

As , the straight line becomes parallel to the intensity axis of the material nonlinearity portrait of Fig. A.1 (upper). It never intersects with negative values of . This demonstrates that no solitons exist with maximum intensities, , within the interval and . The soliton sketch of Fig. A.1 (lower left) shows that the maximum soliton intensity, , approaches a constant value as the soliton power, P, approaches infinity. In other words, the soliton approaches a plane wave as . This `discontinuous' soliton class is novel.

One-Dimensional Solitons: One-dimensional solitons are found analogously from rule 1, but now by examining the intersections of the parabolas with the material nonlinearity, , instead of the straight lines. The stability criteria for one-dimensional solitons again given by rule 2.

By considering the intersections of parabolas with the material nonlinearity of Fig. A.1 (upper), it is easy to construct the soliton sketch. This sketch is similar to that for solitons of circular symmetry but with one important difference. Only one soliton exists below in Fig. A.1 (lower left). Solitons of circular symmetry are significantly more sensitive to slight departures from a Kerr nonlinearity than are one-dimensional solitons. A relatively large deviation from a Kerr nonlinearity is required for the existence of multistable, one-dimensional solitons, whereas only small departures from a Kerr nonlinearity are required for the existence of multistable solitons of circular symmetry. Further details are in [68].

Comparison with Exact Solutions: The qualitative theory has been validated for numerous examples by comparing it with numerical solutions for bright solitons of the wave equation. This is verified by comparing the qualitative with the exact sketch in Fig. A.1. In presenting this comparison, the qualitative results were fit to match the exact results in the limit as .

Theory: Optical beams have an innate tendency to spread as they propagate in a (linear) homogeneous medium. This angular spread, , obeys the proportionality , where is any characteristic beam width. The fact that the constant of proportionality has dimensions (being a number times wavelength) is of no concern, as we demonstrated above. Beam diffraction can be compensated for by beam refraction [67], if the refractive index is increased in the region of the beam so as to form a (linear) optical waveguide. From geometric optics [18,67], a waveguide traps light of angular spread , where is the complement of the critical angle for total internal reflection and obeys the proportionality . Here is the maximum change (`height') in refractive index, and we have assumed that the maximum and minimum n are nearly equal. In a nonlinear medium the refractive index change, , is created by the intensity dependent refractive index. Accordingly, a beam becomes self guided when diffraction and nonlinear induced refraction, , are balanced, i.e. when .

It is convenient to express this balance in terms of maximum soliton intensity, , and soliton power, where soliton power and A is the infinite cross section. Assuming the soliton shape remains unchanged, for a one-dimensional beam and for a beam of circular cross section. Using these expressions for power to eliminate in and , the balance necessary for solitons () leads to

for beams of circular symmetry and

for one-dimensional beams. These expressions were used to graphically construct the soliton sketch. They can also be used analytically. Consider a power law nonlinearity, where with . We find that , for beams of circular symmetry, and , for one dimensional beams. These results are fortuitously exact because, as assumed in the qualitative theory, all solitons of a power law nonlinearity can be shown to have the same shape [32].

Stability: Intuitive physics can also be used to determine the stability of the soliton due to infinitesimal perturbations. It is most elegant to consider perturbations that preserve both the soliton shape and its maximum intensity, , but change the soliton power, P. An increase in P implies that the beam becomes wider so that it suffers less diffraction, ( decreases). But, because is unchanged, refraction is unchanged, ( is constant). Refraction is now greater than diffraction . This means that the beam will flow in a manner to initially refract (self-focus), resulting in an initial increase in . If this increase in is in a direction to make the perturbed beam a soliton, then it is stable as is clear from Fig. A.2, otherwise it is unstable. Our physics gives the condition for stability as . Although derived here for one class of perturbation only, it turns out to be exact for arbitrary perturbations [68].